CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y114 Class: COM

Westchester Capital Management, LLC's Holding History (CIK: 0001512805)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 1,295,961 Value ($000) $14,049 Avg Close — Range —
Q3 2020
Shares 224,475 Value ($000) $2,335 Avg Close — Range —