CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y114 Class: COM

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 287,000 Value ($000) $3,111 Avg Close — Range —
Q3 2020
Shares 8,550 Value ($000) $88 Avg Close — Range —