CC NEUBERGER PRINCIPAL HLDNG

CUSIP: G1992Y114 Class: COM

EASTERLY INVESTMENT PARTNERS LLC's Holding History (CIK: 0001766150)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 93,700 Value ($000) $974 Avg Close — Range —
Q2 2020
Shares 99,999 Value ($000) $1,007 Avg Close — Range —