CC NEUBERGER PRINCIPAL HLDNG

Ticker: ETWOW CUSIP: G1992Y122 Class: *W EXP 99/99/999

MMCAP International Inc. SPC's Holding History (CIK: 0001304857)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 34,266 Value ($000) $81 Avg Close — Range —
Q3 2020
Shares 34,266 Value ($000) $62 Avg Close — Range —