CC NEUBERGER PRINCIPAL HLDNG

Ticker: ETWOW CUSIP: G1992Y122 Class: *W EXP 99/99/999

Polar Asset Management Partners Inc.'s Holding History (CIK: 0001326389)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 788,885 Value ($000) $1,420 Avg Close — Range —
Q2 2020
Shares 833,333 Value ($000) $1,208 Avg Close — Range —