CC NEUBERGER PRINCIPAL HLDNG

Ticker: ETWOW CUSIP: G1992Y122 Class: *W EXP 99/99/999

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 79,445 Value ($000) $187 Avg Close — Range —
Q3 2020
Shares 99,999 Value ($000) $180 Avg Close — Range —