CC NEUBERGER PRINCIPAL HLDNG

Ticker: ETWOW CUSIP: G1992Y122 Class: *W EXP 99/99/999

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 33,261 Value ($000) $78 Avg Close — Range —
Q3 2020
Shares 33,261 Value ($000) $59 Avg Close — Range —