CC NEUBERGER PRINCIPAL HLDNG

Ticker: ETWOW CUSIP: G1992Y122 Class: *W EXP 99/99/999

Westchester Capital Management, LLC's Holding History (CIK: 0001512805)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 22,113 Value ($000) $52 Avg Close — Range —
Q3 2020
Shares 79,799 Value ($000) $144 Avg Close — Range —