CC NEUBERGER PRINCIPAL HLDNG

Ticker: ETWOW CUSIP: G1992Y122 Class: *W EXP 99/99/999

EASTERLY INVESTMENT PARTNERS LLC's Holding History (CIK: 0001766150)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 33,333 Value ($000) $78 Avg Close — Range —

Q3 2020

Shares 33,333 Value ($000) $60 Avg Close — Range —

Q2 2020

Shares 33,333 Value ($000) $48 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	33,333	$78	—	—
Q3 2020	33,333	$60	—	—
Q2 2020	33,333	$48	—	—