CM SEVEN STAR ACQUISITION CO

CUSIP: G2345N136 Class: RIGHT 08/21/2022

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 574,454 Value ($000) $213 Avg Close — Range —
Q3 2018
Shares 471,954 Value ($000) $236 Avg Close — Range —
Q2 2018
Shares 268,354 Value ($000) $86 Avg Close — Range —
Q1 2018
Shares 70,000 Value ($000) $22 Avg Close — Range —