CONSTELLATION ALPHA CAP CORP

CUSIP: G2379F116 Class: *W EXP 03/23/202

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 608,100 Value ($000) $219 Avg Close — Range —
Q1 2018
Shares 690,000 Value ($000) $166 Avg Close — Range —
Q4 2017
Shares 719,700 Value ($000) $173 Avg Close — Range —
Q3 2017
Shares 675,000 Value ($000) $155 Avg Close — Range —