DD3 ACQUISITION CORP

CUSIP: G2692M103 Class: SHS

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 442,668 Value ($000) $4,524 Avg Close — Range —
Q3 2019
Shares 442,668 Value ($000) $4,493 Avg Close — Range —