DD3 ACQUISITION CORP

CUSIP: G2692M111 Class: *W EXP 10/20/202

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 255,800 Value ($000) $115 Avg Close — Range —
Q2 2019
Shares 19,800 Value ($000) $4 Avg Close — Range —