DD3 ACQUISITION CORP

CUSIP: G2692M129 Class: UNIT 10/12/2023

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 300,000 Value ($000) $3,072 Avg Close — Range —
Q1 2019
Shares 300,000 Value ($000) $3,042 Avg Close — Range —
Q4 2018
Shares 300,000 Value ($000) $3,000 Avg Close — Range —