CC NEUBERGER PRIN HLDGS II

CUSIP: G3166T103 Class: SHS CL A

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 275,828 Value ($000) $2,756 Avg Close — Range —
Q1 2022
Shares 1,538,316 Value ($000) $15,260 Avg Close — Range —
Q4 2021
Shares 1,538,316 Value ($000) $15,229 Avg Close — Range —
Q3 2021
Shares 1,103,316 Value ($000) $10,835 Avg Close — Range —
Q2 2021
Shares 1,103,156 Value ($000) $10,910 Avg Close — Range —
Q1 2021
Shares 199,996 Value ($000) $1,972 Avg Close — Range —
Q4 2020
Shares 199,996 Value ($000) $2,080 Avg Close — Range —