CC NEUBERGER PRIN HLDGS II

CUSIP: G3166T103 Class: SHS CL A

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 239,461 Value ($000) $2,392 Avg Close — Range —
Q1 2022
Shares 358,190 Value ($000) $3,553 Avg Close — Range —
Q2 2021
Shares 1,528,838 Value ($000) $15,120 Avg Close — Range —
Q1 2021
Shares 909,258 Value ($000) $8,965 Avg Close — Range —