CC NEUBERGER PRIN HLDGS II

CUSIP: G3166T103 Class: SHS CL A

HighTower Advisors, LLC's Holding History (CIK: 0001462245)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 58,000 Value ($000) $570 Avg Close — Range —
Q2 2021
Shares 58,000 Value ($000) $573 Avg Close — Range —
Q1 2021
Shares 88,000 Value ($000) $868 Avg Close — Range —
Q4 2020
Shares 70,622 Value ($000) $735 Avg Close — Range —
Q3 2020
Shares 131,592 Value ($000) $1,325 Avg Close — Range —