CC NEUBERGER PRIN HLDGS II

CUSIP: G3166T103 Class: SHS CL A

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 2,000 Value ($000) $26 Avg Close — Range —
Q1 2022
Shares 2,000 Value ($000) $25 Avg Close — Range —
Q4 2021
Shares 2,000 Value ($000) $25 Avg Close — Range —
Q3 2021
Shares 800 Value ($000) $10 Avg Close — Range —