CC NEUBERGER PRIN HLDGS II

CUSIP: G3166T111 Class: *W EXP 07/29/202

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 50,207 Value ($000) $23 Avg Close — Range —
Q1 2022
Shares 50,207 Value ($000) $50 Avg Close — Range —
Q4 2021
Shares 50,207 Value ($000) $68 Avg Close — Range —
Q3 2021
Shares 50,207 Value ($000) $51 Avg Close — Range —
Q2 2021
Shares 50,167 Value ($000) $68 Avg Close — Range —
Q1 2021
Shares 49,999 Value ($000) $55 Avg Close — Range —
Q4 2020
Shares 49,999 Value ($000) $85 Avg Close — Range —