CC NEUBERGER PRIN HLDGS II

CUSIP: G3166T129 Class: UNIT 99/99/9999

First Trust Capital Management L.P.'s Holding History (CIK: 0001604488)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 14,855 Value ($000) $148 Avg Close — Range —
Q3 2020
Shares 14,855 Value ($000) $153 Avg Close — Range —