Gold Fields Orogen Holding

Ticker: GFISJ 4.875 10/07/20 REGS CUSIP: G4035EAA1 Class: Intl Bond

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 500,000 Value ($000) $4,200 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	500,000	$4,200	—	—