GUARDFORCE AI CO LTD

Ticker: GFAIW CUSIP: G4236L120 Class: *W EXP 10/01/202

Warberg Asset Management LLC's Holding History (CIK: 0001597506)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 61,500 Value ($000) $31 Avg Close — Range —
Q3 2021
Shares 23,250 Value ($000) $19 Avg Close — Range —