JANUS HENDERSON GROUP PLC

Ticker: JHG CUSIP: G4474Y214 Class: Common Stock

Occidental Asset Management, LLC's Holding History (CIK: 0001770994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 14,371 Value ($000) $501 Avg Close $33.99 Range $31.60 - $36.25

Q2 2017

Shares 14,087 Value ($000) $466 Avg Close $32.71 Range $30.24 - $34.85

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	14,371	$501	$33.99	$31.60 - $36.25
Q2 2017	14,087	$466	$32.71	$30.24 - $34.85