HSBC Holdings PLC

Ticker: HBCYF CUSIP: G4634U169 Class: Common Stock

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 588 Value ($000) $6 Avg Close $10.91 Range $10.50 - $11.27

Q3 2013

Shares 588 Value ($000) $6 Avg Close $10.94 Range $10.27 - $11.50

Q2 2013

Shares 588 Value ($000) $6 Avg Close $10.77 Range $10.01 - $11.65

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	588	$6	$10.91	$10.50 - $11.27
Q3 2013	588	$6	$10.94	$10.27 - $11.50
Q2 2013	588	$6	$10.77	$10.01 - $11.65