INVESCO LTD

Ticker: IVZ CUSIP: G491BT108 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 278 Value ($000) $3 Avg Close $7.05 Range $5.06 - $9.33
Q4 2019
Shares 426 Value ($000) $8 Avg Close $12.93 Range $11.44 - $14.22
Q3 2019
Shares 3,310 Value ($000) $56 Avg Close $13.12 Range $11.37 - $15.54
Q2 2019
Shares 617 Value ($000) $13 Avg Close $15.19 Range $14.15 - $16.09
Q4 2018
Shares 2,536 Value ($000) $42 Avg Close $14.19 Range $10.98 - $16.58
Q3 2018
Shares 496 Value ($000) $11 Avg Close $17.49 Range $15.97 - $19.19
Q1 2018
Shares 59 Value ($000) $2 Avg Close $23.62 Range $21.10 - $26.21
Q3 2015
Shares 138 Value ($000) $4 Avg Close $22.28 Range $19.27 - $24.65
Q2 2015
Shares 138 Value ($000) $5 Avg Close $24.92 Range $23.28 - $26.08
Q1 2015
Shares 138 Value ($000) $5 Avg Close $24.15 Range $21.83 - $26.03
Q4 2014
Shares 230 Value ($000) $9 Avg Close $24.21 Range $21.07 - $25.58
Q4 2013
Shares 30,645 Value ($000) $1,115 Avg Close $20.30 Range $18.79 - $22.09
Q3 2013
Shares 25,968 Value ($000) $828 Avg Close $18.96 Range $17.95 - $19.76
Q2 2013
Shares 25,968 Value ($000) $826 Avg Close $18.88 Range $16.39 - $20.74
Q1 2013
Shares 25,945 Value ($000) $751 Avg Close $16.23 Range $14.98 - $17.20
Q4 2012
Shares 25,876 Value ($000) $675 Avg Close — Range —
Q3 2012
Shares 26,007 Value ($000) $650 Avg Close — Range —
Q2 2012
Shares 25,700 Value ($000) $581 Avg Close — Range —
Q1 2012
Shares 24,600 Value ($000) $656 Avg Close — Range —
Q4 2011
Shares 24,400 Value ($000) $490 Avg Close — Range —
Q3 2011
Shares 24,400 Value ($000) $378 Avg Close — Range —
Q2 2011
Shares 24,600 Value ($000) $576 Avg Close — Range —
Q1 2011
Shares 24,600 Value ($000) $629 Avg Close — Range —
Q4 2010
Shares 24,600 Value ($000) $592 Avg Close — Range —
Q1 2010
Shares 24,700 Value ($000) $541 Avg Close — Range —
Q4 2009
Shares 24,700 Value ($000) $580 Avg Close — Range —
Q3 2009
Shares 24,800 Value ($000) $564 Avg Close — Range —
Q2 2009
Shares 24,800 Value ($000) $442 Avg Close — Range —
Q1 2009
Shares 24,800 Value ($000) $344 Avg Close — Range —