INVESCO LTD

Ticker: IVZ CUSIP: G491BT108 Class: COM

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 729 Value ($000) $29 Avg Close $24.01 Range $22.71 - $25.38
Q2 2014
Shares 484 Value ($000) $18 Avg Close $21.95 Range $20.55 - $23.37