ALPHA & OMEGA SEMICONDUCTOR

Ticker: AOSL CUSIP: G6331P104 Class: Common Stock

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 12,916 Value ($000) $281 Avg Close $17.96 Range $13.08 - $23.07

Q2 2016

Shares 13,094 Value ($000) $182 Avg Close $13.45 Range $11.58 - $15.00

Q1 2016

Shares 12,830 Value ($000) $152 Avg Close $10.55 Range $8.02 - $12.38

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	12,916	$281	$17.96	$13.08 - $23.07
Q2 2016	13,094	$182	$13.45	$11.58 - $15.00
Q1 2016	12,830	$152	$10.55	$8.02 - $12.38