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CUSIP: G6852T105 Class: COM

WBI INVESTMENTS, INC.'s Holding History (CIK: 0001397424)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 157,098 Value ($000) $17,157 Avg Close — Range —
Q1 2014
Shares 153,199 Value ($000) $15,856 Avg Close — Range —