PRUDENTIAL PLC COM 6.50 PERP SUB CAP SEC EXC

Ticker: PRUFIN 6.5 PERP CUSIP: G7293H189 Class: PRF

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,800 Value ($000) $46 Avg Close — Range —
Q2 2014
Shares 400 Value ($000) $10 Avg Close — Range —
Q1 2014
Shares 400 Value ($000) $10 Avg Close — Range —
Q4 2013
Shares 400 Value ($000) $10 Avg Close — Range —
Q3 2013
Shares 400 Value ($000) $10 Avg Close — Range —
Q2 2013
Shares 400 Value ($000) $10 Avg Close — Range —