STANDARD CHARTERED PLC

Ticker: STANLN V6.5 PERP REGS CUSIP: G84228CE6 Class: DEBT 6.500%12/2

Spectrum Asset Management, Inc.'s Holding History (CIK: 0001318293)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017

Shares 9,500,000 Value ($000) $9,702 Avg Close — Range —

Q1 2017

Shares 10,000,000 Value ($000) $9,826 Avg Close — Range —

Q4 2016

Shares 10,000,000 Value ($000) $9,130 Avg Close — Range —

Q3 2016

Shares 10,000,000 Value ($000) $9,302 Avg Close — Range —

Q2 2016

Shares 10,000,000 Value ($000) $9,175 Avg Close — Range —

Q2 2015

Shares 10,000,000 Value ($000) $10,089 Avg Close — Range —

Q1 2015

Shares 10,000,000 Value ($000) $10,097 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2017	9,500,000	$9,702	—	—
Q1 2017	10,000,000	$9,826	—	—
Q4 2016	10,000,000	$9,130	—	—
Q3 2016	10,000,000	$9,302	—	—
Q2 2016	10,000,000	$9,175	—	—
Q2 2015	10,000,000	$10,089	—	—
Q1 2015	10,000,000	$10,097	—	—