STANDARD CHARTERED PLC

Ticker: STANLN V6.5 PERP REGS CUSIP: G84228CE6 Class: DEBT 6.500%12/2

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 500,000 Value ($000) $458 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	500,000	$458	—	—