STANDARD CHARTERED PLC

Ticker: STANLN V7.5 PERP REGS CUSIP: G84228CQ9 Class: DEBT 7.500%12/3

Spectrum Asset Management, Inc.'s Holding History (CIK: 0001318293)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 8,000,000 Value ($000) $8,560 Avg Close — Range —
Q1 2017
Shares 8,000,000 Value ($000) $8,264 Avg Close — Range —