STANDARD CHARTERED PLC

Ticker: STANLN V7.75 PERP REGS CUSIP: G84228CX4 Class: DEBT 7.750%12/3

Spectrum Asset Management, Inc.'s Holding History (CIK: 0001318293)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 15,000,000 Value ($000) $16,106 Avg Close — Range —
Q1 2017
Shares 15,000,000 Value ($000) $15,450 Avg Close — Range —