AURIS MED HLDG AG

CUSIP: H03579101 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 804,187 Value ($000) $575,000 Avg Close — Range —
Q1 2017
Shares 988,534 Value ($000) $909,000 Avg Close — Range —