NOVARTIS AG

Ticker: NVSEF CUSIP: H5820Q150 Class: COM

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 1,390 Value ($000) $126 Avg Close $83.24 Range $78.14 - $86.41
Q1 2014
Shares 500 Value ($000) $42 Avg Close $77.29 Range $74.05 - $81.00
Q4 2013
Shares 500 Value ($000) $40 Avg Close $73.62 Range $68.78 - $76.34