UBS AG

CUSIP: H89231338 Class: COM

Paloma Partners Management Co's Holding History (CIK: 0001103882)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 18,443 Value ($000) $355 Avg Close — Range —
Q3 2013
Shares 22,071 Value ($000) $453 Avg Close — Range —