UBS AG

CUSIP: H89231338 Class: COM

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 90,100 Value ($000) $1,565 Avg Close — Range —
Q2 2014
Shares 165,977 Value ($000) $3,064 Avg Close — Range —
Q1 2014
Shares 370 Value ($000) $8 Avg Close — Range —
Q3 2013
Shares 6,942 Value ($000) $143 Avg Close — Range —
Q2 2013
Shares 35,517 Value ($000) $605 Avg Close — Range —
Q1 2013
Shares 70,818 Value ($000) $1,091 Avg Close — Range —
Q4 2012
Shares 29,777 Value ($000) $469 Avg Close — Range —