UBS AG

CUSIP: H89231338 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 36,961 Value ($000) $611 Avg Close — Range —
Q3 2014
Shares 19,430 Value ($000) $337 Avg Close — Range —
Q2 2014
Shares 18,753 Value ($000) $344 Avg Close — Range —
Q1 2014
Shares 27,476 Value ($000) $569 Avg Close — Range —
Q4 2013
Shares 37,703 Value ($000) $726 Avg Close — Range —
Q3 2013
Shares 31,812 Value ($000) $653 Avg Close — Range —
Q2 2013
Shares 19,339 Value ($000) $328 Avg Close — Range —