UBS AG

CUSIP: H89231338 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 16,580 Value ($000) $274 Avg Close — Range —
Q3 2014
Shares 111,985 Value ($000) $1,941 Avg Close — Range —
Q2 2014
Shares 141,460 Value ($000) $2,592 Avg Close — Range —
Q1 2014
Shares 149,299 Value ($000) $3,093 Avg Close — Range —
Q4 2013
Shares 129,292 Value ($000) $2,489 Avg Close — Range —
Q3 2013
Shares 115,454 Value ($000) $2,380 Avg Close — Range —
Q2 2013
Shares 114,119 Value ($000) $1,934 Avg Close — Range —