UBS AG

CUSIP: H89231338 Class: COM

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 66,477 Value ($000) $1,155 Avg Close — Range —
Q2 2014
Shares 66,477 Value ($000) $1,218 Avg Close — Range —