UBS AG

CUSIP: H89231338 Class: COM

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 64,141 Value ($000) $1,114 Avg Close — Range —
Q2 2014
Shares 64,731 Value ($000) $1,186 Avg Close — Range —
Q1 2014
Shares 50,459 Value ($000) $1,046 Avg Close — Range —
Q4 2013
Shares 38,250 Value ($000) $736 Avg Close — Range —
Q3 2013
Shares 23,721 Value ($000) $487 Avg Close — Range —