UBS AG

CUSIP: H89231338 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 138 Value ($000) $2 Avg Close — Range —
Q3 2014
Shares 12,538 Value ($000) $218 Avg Close — Range —
Q2 2014
Shares 8,184 Value ($000) $149,931 Avg Close — Range —