UBS AG

CUSIP: H89231338 Class: COM

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 3,683 Value ($000) $61 Avg Close — Range —
Q3 2014
Shares 6,750 Value ($000) $117 Avg Close — Range —
Q2 2014
Shares 3,201 Value ($000) $59 Avg Close — Range —
Q1 2014
Shares 25,042 Value ($000) $519 Avg Close — Range —
Q4 2013
Shares 42 Value ($000) $1 Avg Close — Range —
Q3 2013
Shares 935 Value ($000) $19 Avg Close — Range —
Q2 2013
Shares 265 Value ($000) $4 Avg Close — Range —