Shin-Etsu Chemical Co Ltd

Ticker: SHECF CUSIP: J72810120 Class: Common Stock

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 65 Value ($000) $4 Avg Close $12.09 Range $11.99 - $12.48

Q2 2014

Shares 65 Value ($000) $4 Avg Close $11.83 Range $11.20 - $12.01

Q1 2014

Shares 65 Value ($000) $4 Avg Close $11.10 Range $10.40 - $11.75

Q4 2013

Shares 65 Value ($000) $4 Avg Close $11.44 Range $11.18 - $12.45

Q3 2013

Shares 100 Value ($000) $6 Avg Close $13.22 Range $11.73 - $14.04

Q2 2013

Shares 100 Value ($000) $7 Avg Close $13.16 Range $12.69 - $13.82

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	65	$4	$12.09	$11.99 - $12.48
Q2 2014	65	$4	$11.83	$11.20 - $12.01
Q1 2014	65	$4	$11.10	$10.40 - $11.75
Q4 2013	65	$4	$11.44	$11.18 - $12.45
Q3 2013	100	$6	$13.22	$11.73 - $14.04
Q2 2013	100	$7	$13.16	$12.69 - $13.82