HSBC GLBL INV FDS SICAV CHINES

CUSIP: LU0039217 Class: COM

Aureus Asset Management, LLC's Holding History (CIK: 0001381296)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 3,440 Value ($000) $242 Avg Close — Range —
Q4 2013
Shares 3,440 Value ($000) $251 Avg Close — Range —