CNH GLOBAL N V

CUSIP: N20935206 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q2 2013
Shares 5,300 Value ($000) $221 Avg Close — Range —
Q1 2013
Shares 5,300 Value ($000) $219 Avg Close — Range —
Q4 2012
Shares 5,300 Value ($000) $214 Avg Close — Range —
Q3 2012
Shares 35,700 Value ($000) $1,384 Avg Close — Range —
Q2 2012
Shares 35,600 Value ($000) $1,383 Avg Close — Range —
Q1 2012
Shares 34,100 Value ($000) $1,354 Avg Close — Range —
Q4 2011
Shares 33,800 Value ($000) $1,216 Avg Close — Range —
Q3 2011
Shares 33,800 Value ($000) $887 Avg Close — Range —
Q2 2011
Shares 34,000 Value ($000) $1,314 Avg Close — Range —
Q1 2011
Shares 34,100 Value ($000) $1,656 Avg Close — Range —
Q4 2010
Shares 57,000 Value ($000) $2,721 Avg Close — Range —
Q1 2010
Shares 34,200 Value ($000) $1,052 Avg Close — Range —
Q4 2009
Shares 34,200 Value ($000) $854 Avg Close — Range —
Q3 2009
Shares 34,400 Value ($000) $588 Avg Close — Range —
Q2 2009
Shares 34,400 Value ($000) $483 Avg Close — Range —
Q1 2009
Shares 34,400 Value ($000) $357 Avg Close — Range —