CNH INDL N V

Ticker: CNH CUSIP: N20944109 Class: EQTY

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 1,270,050 Value ($000) $12,243,000 Avg Close $6.95 Range $6.36 - $7.36

Q4 2016

Shares 1,695,022 Value ($000) $14,730,000 Avg Close $5.97 Range $5.27 - $6.87

Q3 2016

Shares 1,399,415 Value ($000) $10,104,000 Avg Close $5.30 Range $4.65 - $5.70

Q2 2016

Shares 687,145 Value ($000) $4,913,000 Avg Close $5.23 Range $4.39 - $5.87

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	1,270,050	$12,243,000	$6.95	$6.36 - $7.36
Q4 2016	1,695,022	$14,730,000	$5.97	$5.27 - $6.87
Q3 2016	1,399,415	$10,104,000	$5.30	$4.65 - $5.70
Q2 2016	687,145	$4,913,000	$5.23	$4.39 - $5.87