CNH INDL N V

Ticker: CNH CUSIP: N20944109 Class: EQTY

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 19,659 Value ($000) $156 Avg Close $6.24 Range $5.38 - $7.36

Q2 2014

Shares 29,268 Value ($000) $299 Avg Close $7.73 Range $7.21 - $8.41

Q1 2014

Shares 40,024 Value ($000) $460 Avg Close $7.64 Range $7.04 - $8.28

Q4 2013

Shares 72,408 Value ($000) $822 Avg Close $7.98 Range $7.08 - $9.11

Q3 2013

Shares 91,835 Value ($000) $1,148 Avg Close $8.66 Range $8.66 - $9.06

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	19,659	$156	$6.24	$5.38 - $7.36
Q2 2014	29,268	$299	$7.73	$7.21 - $8.41
Q1 2014	40,024	$460	$7.64	$7.04 - $8.28
Q4 2013	72,408	$822	$7.98	$7.08 - $9.11
Q3 2013	91,835	$1,148	$8.66	$8.66 - $9.06