CNH INDL N V

Ticker: CNH CUSIP: N20944109 Class: EQTY

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 40,035 Value ($000) $289 Avg Close $5.30 Range $4.65 - $5.70

Q2 2016

Shares 40,035 Value ($000) $286 Avg Close $5.23 Range $4.39 - $5.87

Q1 2016

Shares 31,158 Value ($000) $211 Avg Close $4.72 Range $4.13 - $5.18

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	40,035	$289	$5.30	$4.65 - $5.70
Q2 2016	40,035	$286	$5.23	$4.39 - $5.87
Q1 2016	31,158	$211	$4.72	$4.13 - $5.18