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CUSIP: N63218106 Class: COM

WBI INVESTMENTS, INC.'s Holding History (CIK: 0001397424)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 807,100 Value ($000) $35,972 Avg Close — Range —
Q4 2014
Shares 826,261 Value ($000) $36,958 Avg Close — Range —
Q4 2013
Shares 461,532 Value ($000) $21,180 Avg Close — Range —
Q3 2013
Shares 382,075 Value ($000) $13,927 Avg Close — Range —